-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AYdgQK2g2SLYCNcJY52LsAN/2PImTCctaH1bYJWo5OGk+2My7vbLvE3Bh9aW2xrp BmtE5GFk0d208wpoUlM/YA== 0000912057-01-000647.txt : 20010122 0000912057-01-000647.hdr.sgml : 20010122 ACCESSION NUMBER: 0000912057-01-000647 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIALINK CO CENTRAL INDEX KEY: 0001017137 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 731247666 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57033 FILM NUMBER: 1503793 BUSINESS ADDRESS: STREET 1: 13155 NOEL ROAD SUITE 800 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 4059362500 MAIL ADDRESS: STREET 1: 13155 NOEL ROAD SUITE 800 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED INTELLIGENCE GROUP INC DATE OF NAME CHANGE: 19960618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RGC INTERNATIONAL INVESTORS LDC CENTRAL INDEX KEY: 0001051784 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 980170179 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O ROSA GLEN CAPITAL MANAGEMENT LP STREET 2: 251 ST ASAPHS ROAD SUITE 200 CITY: BALA CYNWID STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: C/O ROSA GLEN CAPITAL MANAGEMENT LP STREET 2: 251 ST ASAPHS ROAD SUITE 200 CITY: BALA CYNWID STATE: PA ZIP: 19004 SC 13G 1 a2034732zsc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 THE VIALINK COMPANY ---------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE ---------------------------------------------------- (Title of Class of Securities) 9255Q 10 1 -------------------------------------------- (CUSIP Number) Gary S. Kaminsky c/o Rose Glen Capital Management, L.P. 3 Bala Plaza East, Suite 501 251 St. Asaphs Road Bala Cynwyd, PA 19004 DECEMBER 29, 2000 ----------------------------------------------------- Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) - -------------------------- The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 13G - --------------------- ------------------ CUSIP NO. 9255Q 10 1 PAGE 2 OF 8 PAGES - --------------------- ------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON/ 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only) RGC International Investors, LDC - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)|_| 2 (b)|X| - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Cayman Islands - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 Number of 0 Shares ------------------------------------------------ Beneficially SHARED VOTING POWER Owned by 6 Each 1,318,278 Reporting ------------------------------------------------ Person SOLE DISPOSITIVE POWER With 7 0 ------------------------------------------------ SHARED DISPOSITIVE POWER 8 1,318,278 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,318,278 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 |_| N/A - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 00 - ------------------------------------------------------------------------------ 13G - --------------------- ------------------ CUSIP NO. 9255Q 10 1 PAGE 3 OF 8 PAGES - --------------------- ------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON/ 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only) Rose Glen Capital Management, L.P. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)|_| 2 (b)|X| - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 Number of 0 Shares ------------------------------------------ Beneficially Owned by SHARED VOTING POWER Each 6 Reporting 1,318,278 Person -------------------------------------------------- With SOLE DISPOSITIVE POWER 7 0 -------------------------------------------------- SHARED DISPOSITIVE POWER 8 1,318,278 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,318,278 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 |_| N/A - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 PN - ------------------------------------------------------------------------------ 13G - --------------------- ------------------ CUSIP NO. 9255Q 10 1 PAGE 4 OF 8 PAGES - --------------------- ------------------ - ----------------------------------------------------------------------------- NAME OF REPORTING PERSON/ 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only) RGC General Partner Corp. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)|_| 2 (b)|X| - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 Number of 0 Shares ------------------------------------------------ Beneficially Owned by SHARED VOTING POWER Each 6 Reporting 1,318,278 Person ------------------------------------------------ With SOLE DISPOSITIVE POWER 7 0 ------------------------------------------------ SHARED DISPOSITIVE POWER 8 1,318,278 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,318,278 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN 10 SHARES |_| N/A - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 CO - ------------------------------------------------------------------------------ 13G - --------------------- ------------------ CUSIP NO. 9255Q 10 1 PAGE 5 OF 8 PAGES - --------------------- ------------------ ITEM 1(a). NAME OF ISSUER: The viaLink Company ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 13155 Noel Road, Suite 800 Dallas, Texas 75240 ITEM 2(a). NAME OF PERSON FILING ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE ITEM 2(c). CITIZENSHIP: RGC International Investors,LDC c/o SEI Fund Resources International, Ltd. Styne House, Upper Hatch Street Dublin, Ireland 2 Cayman Islands limited duration company Rose Glen Capital Management, L.P. 3 Bala Plaza East, Suite 501 251 St. Asaphs Road Bala Cynwyd, Pennsylvania 19004 Delaware limited partnership RGC General Partner Corp. 3 Bala Plaza East, Suite 501 251 St. Asaphs Road Bala Cynwyd, Pennsylvania 19004 Delaware corporation ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.001 per share (the "Common Stock"). ITEM 2(e). CUSIP NUMBER: 9255Q 10 1 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(b),OR 13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: N/A IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(c), CHECK THIS BOX. |X| 13G - --------------------- ------------------ CUSIP NO. 9255Q 10 1 PAGE 6 OF 8 PAGES - --------------------- ------------------ ITEM 4. OWNERSHIP. RGC International Investors, LDC ("RGC") Rose Glen Capital Management, L.P. ("Rose Glen") RGC General Partner Corp. ("Partner") RGC is a private investment fund. Rose Glen is the investment manager of RGC, and Partner is the general partner of Rose Glen. (a) Amount beneficially owned: 1,318,278 shares of Common Stock (1) (b) Percent of Class: Approximately 5.8% as of the date of filing this statement. (Based on 22,779,566 shares of Common Stock issued and outstanding as of December 29, 2000.) (1) (c) Number of shares as to which such persons have: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: See Item 4(a) above. (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: See Item 4(a) above. - -------------- (1) The beneficial ownership reported herein represents 5.8% of the outstanding Common Stock on December 29, 2000. The beneficial ownership reported herein consists of (i) 984,945 shares of Common Stock acquired pursuant to a cashless exercise of a Stock Purchase Warrant, dated May 31, 2000, and (ii) 333,333 shares of Common Stock acquired from the Company in a subsequent private placement on December 29, 2000. 13G - --------------------- ------------------- CUSIP NO. 9255Q 10 1 PAGE 7 OF 8 PAGES - --------------------- ------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. RGC has granted to Rose Glen, as investment manager, the sole power to manage RGC's investments. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A 13G - --------------------- ------------------- CUSIP NO. 9255Q 10 1 PAGE 8 OF 8 PAGES - --------------------- ------------------- ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. RGC International Investors, LDC By: Rose Glen Capital Management, L.P. By: RGC General Partner Corp. Dated: January 8, 2001 By: /s/ GARY S.KAMINSKY --------------------- Gary S. Kaminsky Managing Director Rose Glen Capital Management, L.P. By: RGC General Partner Corp. Dated: January 8, 2001 By: /s/ GARY S. KAMINSKY -------------------- Gary S. Kaminsky Managing Director RGC General Partner Corp. Dated: January 8, 2001 By: /s/ GARY S. KAMINSKY -------------------- Gary S. Kaminsky Managing Director EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is used in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of The viaLink Company, and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undesigned hereby execute this Agreement this 8th day of January, 2001. RGC International Investors,LDC By: Rose Glen Capital Management, L.P. By: RGC General Partner Crp. Dated: January 8, 2001 By: /s/ GARY S.KAMINSKY ---------------------- Gary S. Kaminsky Managing Director Rose Glen Capital Management, L.P. By: RGC General Partner Corp. Dated: January 8, 2001 By: /s/ GARY S. KAMINSKY ----------------------- Gary S. Kaminsky Managing Director RGC General Partner Corp. Dated: January 8, 2001 By: /s/ GARY S. KAMINSKY ---------------------- Gary S. Kaminsky Managing Director -----END PRIVACY-ENHANCED MESSAGE-----